Theodore Roosevelt's Address before the Ohio Constitutional Convention at Columbus,
Ohio, February 21, 1912
I AM profoundly sensible of the honor you have done me in asking me to address you. You
are engaged in the fundamental work of self-government; you are engaged in framing a
constitution under and in accordance with which the people are to get and to do justice
and absolutely to rule themselves. No representative body can have a higher task. To carry
it through successfully there is need to combine practical common sense of the most
hard-headed kind with a spirit of lofty idealism. Without idealism your work will be but a
sordid makeshift; and without the hard-headed common sense the idealism will be either
wasted or worse than wasted.
I shall not try to speak to you of matters of detail. Each of our
commonwealths has its own local needs, local customs, and habits of thought, different
from those of other commonwealths; and each must therefore apply in its own fashion
the great principles of our political life.
But these principles themselves are in their essence applicable
everywhere, and of some of them I shall speak to you. I cannot touch upon them all; the
subject is too vast and the time too limited; if any one of you cares to know my views of
these matters which I do not today discuss, I will gladly send him a copy of the speeches
I made in 1910 which I think cover most of the ground.
I believe in pure democracy. With Lincoln, I hold that "this
country, with its institutions, belongs to the people who inhabit it.. Whenever they shall
grow weary of the existing government, they can exercise their constitutional right of
amending it."
We Progressives believe that the people have the right, the power, and
the duty to protect themselves and their own welfare; that human rights are supreme over
all other rights; that wealth should be the servant, not the master, of the people.
We believe that unless representative government does absolutely represent the people
it is not representative government at all.
We test the worth of an men and all measures by asking how they
contribute to the welfare of the men, women, and children of whom this nation is composed.
We are engaged in one of the great battles of the age-long contest
waged against privilege on behalf of the common welfare.
We hold it a prime duty of the people to free our government from the
control of money in politics.
For this purpose we advocate, not as ends in themselves, but as weapons
in the hands of the people, all governmental devices which will make the representatives
of the people more easily and certainly responsible to the people's will.
This country, as Lincoln said, belongs to the people. So do the natural
resources which make it rich. They supply the basis of our prosperity now and hereafter.
In preserving them, which is a national duty, we must not forget that monopoly is based on
the control of natural resources and natural advantages, and that it will help the people
little to conserve our natural wealth unless the benefits which it can yield are
secured to the people.
Let us remember, also, that conservation does not stop with the natural resources, but
that the principle of making the best use of all we have requires with equal or greater
insistence that we shall stop the waste of human life in industry and prevent the waste of
human welfare which flows from the unfair use of concentrated power and wealth in
the hands of men whose eagerness for profit blinds them to the cost of what they do.
We have no higher duty than to promote the efficiency of the individual. There is no
surer road to the efficiency of the nation.
I am emphatically a believer in constitutionalism, and because of this fact I no less
emphatically protest against any theory that would make of the constitution a means of
thwarting instead of securing the absolute right of the people to rule themselves and to
provide for their social and industrial well-being.
All constitutions, those of the States no less than that of the nation, are designed,
and must be interpreted and administered so as to fit human rights.
Lincoln so interpreted and administered the National Constitution. Buchanan attempted
the reverse, attempted to fit human rights to, and limit them by, the Constitution. It was
Buchanan who treated the courts as a fetish, who protested against and condemned all
criticism of the judges for unjust and unrighteous decisions, and upheld the Constitution
as an instrument for the protection of privilege and of vested wrong. It was Lincoln who
appealed to the people against the judges when the judges went wrong, who advocated and
secured what was practically the recall of the Dred Scott decision, and who treated the
Constitution as a living force for righteousness.
We stand for applying the Constitution to the issues of today as Lincoln applied it to
the issues of his day; Lincoln, mind you and not Buchanan, was the real upholder and
preserver of the Constitution, for the true Progressive, the Progressive of the Lincoln
stamp, is the only true constitutionalist, the only real conservative.
The object of every American constitution worth calling such must be what it is set
forth to be in the preamble to the National Constitution, "to establish
justice," that is, to secure justice as between man and man by means of genuine
popular self-government. If the constitution is successfully invoked
to nullify the effort to remedy injustice, it is proof positive either
that the constitution needs immediate amendment or else that it is being wrongfully and
improperly construed.
I therefore very earnestly ask you clearly to provide in this
constitution means which will enable the people readily to amend it if at any point it
works injustice, and also means which will permit the people themselves by popular vote,
after due deliberation and discussion, but finally and without appeal, to settle what the
proper construction of any constitutional point is.
It is often said that ours is a government of checks and balances. But
this should only mean that these checks and balances obtain as among the several different
kinds of representatives of the people judicial, executive, and legislative to whom
the people have delegated certain portions of their power. It does not mean that the
people have parted with their power or cannot resume it. The "division of
powers" is merely the division among the representatives of the powers delegated to
them; the term must not be held to mean that the people have divided their power with
their delegates. The power is the people's, and only the people's. It is right and proper
that provision should be made rendering it necessary for the people to take ample time to
make up their minds on any point; but there should also be complete provision to have
their decision put into immediate and living effect when it has thus been deliberately and
definitely reached.
I hold it to be the duty of every public servant, and of every man who
in public or private life holds a position of leadership in thought or action, to endeavor
honestly and fearlessly to guide his fellow countrymen to right decisions; but I
emphatically dissent from the view that it is either wise or necessary to try to devise
methods which under the Constitution will automatically prevent the people from deciding
for themselves what governmental action they deem just and proper.
It is impossible to invent constitutional devices which will prevent
the popular will from being effective for wrong without also preventing it from being
effective for right.
The only safe course to follow in this great American democracy is to
provide for making the popular judgment really effective.
When this is done, then it is our duty to see that the people, having
the full power, realize their heavy responsibility for exercising that power aright.
But it is a false constitutionalism, a false statesmanship, to endeavor
by the exercise of a perverted ingenuity to seem to give the people full power and at the
same time to trick them out of it. Yet this is precisely what is done in every case where
the State permits its representatives, whether on the bench or in the legislature or in
executive office, to declare that it has not the power to right grave social wrongs, or
that any of the officers created by the people, and rightfully the servants of the people,
can set themselves up to be the masters of the people. Constitution-makers should make it
clear beyond shadow of doubt that the people in their legislative capacity have the power
to enact into law any measure they deem necessary for the betterment of social and
industrial conditions. The wisdom of framing any particular law of this kind is a proper
subject of debate; but the power of the people to enact the law should not be subject to
debate. To hold the contrary view is to be false to the cause of the people, to the cause
of American democracy.
Lincoln, with his clear vision, his ingrained sense of justice, and his
spirit of kindly friendliness to all, forecast our present struggle and saw the way out.
What he said should be pondered by capitalist and working man alike. He spoke as follows
(I condense) :
"I hold that while man exists it is his duty to improve not only
his conditions but to assist in ameliorating mankind. Labor is prior to and independent of
capital. Labor is the superior of capital, and deserves much the higher consideration.
Capital has its rights, which are as worthy of protection as any other rights. Nor should
this lead to a war upon property. Property is the fruit of labor. Property is desirable,
is a positive good in the world. Let not him who is houseless pull down the house of
another, but let him work diligently and build one for himself, thus by example assuring
that his own shall be safe from violence when built."
This last sentence characteristically shows Lincoln's homely, kindly
common sense. His is the attitude that we ought to take. He showed the proper sense of
proportion in his relative estimates of capital and labor, of human rights and the rights
of wealth. Above all, in what he thus said, as on so many other occasions, he taught the
indispensable lesson of the need of wise kindliness and charity, of sanity and moderation,
in the dealings of men one with another.
We should discriminate between two purposes we have in view. The first
is the effort to provide what are themselves the ends of good government; the second is
the effort to provide proper machinery for the achievement of these ends.
The ends of good government in our democracy are to secure by genuine
popular rule a high average of moral and material well-being among our citizens.
It has been well said that in the past we have paid attention only to
the accumulation of prosperity, and that from henceforth we must pay equal attention to
the proper distinction of prosperity. This is true. The only prosperity worth having is that which affects the mass of the people. We are bound to strive for the fair
distribution of prosperity. But it behooves us to remember that there is no use in
devising methods for the proper distribution of prosperity unless the prosperity is there
to distribute. I hold it to be our duty to see that the wage-worker, the small producer,
the ordinary consumer, shall get their fair share of the benefit of business prosperity.
But it either is or ought to be evident to every one that business has to prosper before
anybody can get any benefit from it. Therefore I hold that he is the real Progressive,
that he is the genuine champion of the people, who endeavors to shape the policy alike of
the nation and of the several States so as to encourage legitimate and honest business at
the same time that he wars against all crookedness and injustice and unfairness and
tyranny in the business world (for of course we can only get business put on a basis of
permanent prosperity when the element of injustice is taken out of it).
This is the reason why I have for so many years insisted, as regards
our National Government, that it is both futile and mischievous to endeavor to correct the
evils of big business by an attempt to restore business conditions as they were in the
middle of the last century, before railways and telegraphs had rendered larger business
organizations both inevitable and desirable. The effort to restore such conditions, and to
trust for justice solely to such proposed restoration, is as foolish as if we should
attempt to arm our troops with the flintlocks of Washington's Continentals instead of with
modern weapons of precision. Flintlock legislation, of the kind that seeks to prohibit all
combinations, good or bad, is bound to fail, and the effort, in so far as it accomplishes
anything at all, merely means that some of the worst combinations are not checked, and
that honest business is checked. What is needed is, first, the recognition that
modern business conditions have come to stay, in so far at least as these conditions mean
that business must be done in larger units and then the cool-headed and resolute
determination to introduce an effective method of regulating big corporations so as to
help legitimate business as an incident to thoroughly and completely safeguarding the
interests of the people as a whole.
We are a business people. The tillers of the soil, the wage workers,
the business men these are the three big and vitally important divisions of our
population. The welfare of each. division is vitally necessary to the welfare of the
people as a whole. The great mass of business is of course done by men whose business is
either small or of moderate size. The middle sized business men form an element of
strength which is of literally incalculable value to the nation. Taken as a class, they
are among our best citizens. They have not been seekers after enormous fortunes; they have
been moderately and justly prosperous, by reason of dealing fairly with their customers,
competitors, and employees. They are satisfied with a legitimate profit that will pay
their expenses of living and lay by something for those who come after, and the additional
amount necessary for the betterment and improvement of their plant. The average business
man of this type is, as a rule, a leading citizen of his community, foremost in everything
that tells for its betterment, a man whom his neighbors look up to and respect; he is in
no sense dangerous to his community, just because he is an integral part of his community,
bone of its bone and flesh of its flesh. His life fibers are intertwined with the life
fibers of his fellow citizens. Yet nowadays many men of this kind, when they come to make
necessary trade agreements with one another, find themselves in danger of becoming
unwitting transgressors of the law, and are at a loss to know what the law forbids and
what it permits. This is all wrong. There should be a fixed governmental policy, a policy
which shall clearly define and punish wrong-doing, and shall give in advance full
information to any man as to just what he can and just what he cannot legally and properly
do. It is absurd and wicked to treat the deliberate lawbreaker as on an exact par with the
man eager to obey the law, whose only desire is to find out from some competent
governmental authority what the law is and then live up to it. It is absurd to endeavor to
regulate business in the interest of the public by means of long-drawn lawsuits without
any accompaniment of administrative control and regulation, and without any attempt to
discriminate between the honest man who has succeeded in business because of rendering a
service to the public and the dishonest man who has succeeded in business by
cheating the public.
So much for the small business man and the middle-sized business man.
Now for big business.
It is imperative to exercise over big business a control and
supervision which is unnecessary as regards small business. All business must be conducted
under the law, and all business men, big or little, must act justly. But a wicked big
interest is necessarily more dangerous to the community than a wicked little interest.
"Big business" in the past has been responsible for much of the special
privilege which must be unsparingly cut out of our national life. I do not believe in
making mere size of and by itself criminal. The mere fact of size, however, does
unquestionably carry the potentiality of such grave wrongdoing that there should be by law
provision made for the strict supervision and regulation of these great industrial
concerns doing an interstate business, much as we now regulate the transportation agencies
which are engaged in interstate business. The antitrust law does good in so far as it can
be invoked against combinations which really are monopolies or which restrict production
or which artificially raise prices. But in so far as its workings are uncertain, or as it
threatens corporations which have not been guilty of antisocial conduct, it does harm.
Moreover, it cannot by itself accomplish more than a trifling part of the governmental
regulation of big business which is needed. The nation and the States must cooperate in
this matter.
Among the States that have entered this field Wisconsin has taken a
leading place. Following Senator La Follette, a number of practical workers and thinkers
in Wisconsin have turned that State into an experimental laboratory of wise governmental
action in aid of social and industrial justice. They have initiated the kind of
progressive government which means not merely the preservation of true democracy, but the
extension of the principle of true democracy into industrialism as well as into politics.
One prime reason why the State has been so successful in this policy lies in the fact that
it has done justice to corporations precisely as it has exacted justice from them. Its
Public Utilities Commission in a recent report answered certain critics as follows:
"To be generous to the people of the State at the expense of
justice to the carriers would be a species of official brigandage that ought to hold the
perpetrators up to the execration of all honest men. Indeed, we have no idea that the
people of Wisconsin have the remotest desire to deprive the railroads of the State of
aught that, in equality and good conscience, belongs to them, and if any of them have,
their wishes cannot be gratified by this Commission."
This is precisely the attitude we should take toward big business. It
is the practical application of the principle of the square deal.
Not only as a matter of justice, but in our own interest, we should
scrupulously respect the rights of honest and decent business and should encourage it
where its activities make, as they often do make, for the common good. It is for the
advantage of all of us when business prospers. It is for the advantage of all of us to
have the United States become the leading nation in international trade, and we should not
deprive this nation, we should not deprive this people, of the instruments best adapted to
secure such international commercial supremacy.
In other words, our demand is that big business give the people a
square deal and that the people give a square deal to any man engaged in big
business who honestly endeavors to do what is right and proper.
On the other hand, any corporation, big or little, which has gained
its position by unfair methods and by interference with the rights of others, which has
raised prices or limited output in improper fashion and been guilty of demoralizing and
corrupt practices, should not only be broken up, but it should be made the business of
some competent governmental body by constant supervision to see that it does not come
together again, save under such strict control as to insure the community against
all danger of a repetition of the bad conduct. The chief trouble with big business
has arisen from the fact that big business has so often refused to abide by the principle
of the square deal; the opposition which I personally have encountered from big business
has in every case arisen, not because I did not give a square deal, but because I did.
All business into which the element of monopoly in any way or degree
enters, and where it proves in practice impossible totally to eliminate this element of
monopoly, should be carefully supervised, regulated, and controlled by governmental
authority; and such control should be exercised by administrative, rather than by
judicial, officers. No effort should be, made to destroy a big corporation merely because
it is big, merely because it has shown itself a peculiarly efficient business instrument.
But we should not fear, if necessary, to bring the regulation of big corporations to the
point of controlling conditions so that the wage-worker shall have a wage more than
sufficient to cover the bare cost of living, and hours of labor not so excessive as to
wreck his strength by the strain of unending toil and leave him unfit to do his duty as a
good citizen in the community.
Where regulation by competition (which is, of course, preferable)
proves insufficient, we should not shrink from bringing governmental regulation to the
point of control of monopoly prices if it should ever become necessary to do so, just as
in exceptional cases railway rates are now regulated.
In emphasizing the part of the administrative department in regulating
combinations and checking absolute monopoly, I do not, of course, overlook the obvious
fact that the legislature and the judiciary must do their part. The legislature should
make it more clear exactly what methods are illegal, and then the judiciary will be in a
better position to punish adequately and relentlessly those who insist on defying the
clear legislative decrees.
I do not believe any absolute private monopoly is justified, but if our
great combinations are properly supervised, so that immoral practices are prevented,
absolute monopoly will not come to pass, as the laws of competition and efficiency are
against it.
The important thing is this: that, under such government recognition as
we may give to that which is beneficent and wholesome in large business organizations, we
shall be most vigilant never to allow them to crystallize into a condition which shall
make private initiative difficult. It is of the utmost importance that in the future we
shall keep the broad path of opportunity just as open and easy for our children as it was
for our fathers during the period which has been the glory of America's industrial history
-- that it shall be not only possible but easy for an ambitious' men, whose character has
so impressed itself upon his neighbors that they are willing to give him capital and
credit, to start in business for himself, and, if his superior efficiency deserves it, to
triumph over the biggest organization that may happen to exist in his particular field.
Whatever practices upon the part of large combinations may threaten to discourage such a
man, or deny to him that which in the judgment of the community is a square deal, should
be specifically defined by the statutes as crimes. And in every case the individual
corporation officer responsible for such unfair dealing should be punished.
We grudge no man a fortune which represents his own power and sagacity
exercised with entire regard to the welfare of his fellows. We have only praise for the
business man whose business success comes as an incident to doing good work for his
fellows. But we should so shape conditions that a fortune shall be obtained only in
honorable fashion, in such fashion that its gaining represents benefit to the community.
In a word, then, our fundamental purpose must be to secure genuine
equality of opportunity. No man should receive a dollar unless that dollar has been fairly
earned. Every dollar received should represent a dollar's worth of service rendered. No
watering of stocks should be permitted; and it can be prevented only by close governmental
supervision of all stock issues, so as to prevent over capitalization.
We stand for the rights of property, but we stand even more for the rights of man.
We will protect the rights of the wealthy man, but we maintain that he holds his
wealth subject to the general right of the community to regulate its business use as the
public welfare requires.
We also maintain that the nation and the several States have the right
to regulate the terms and conditions of labor, which is the chief element of wealth,
directly in the interest of the common good. It is our prime duty to shape the industrial
and social forces so that they may tell for the material and moral upbuilding of the
farmer and the wage-worker, just as they should do in the case of the business man. You
framers of this constitution be careful so to frame it that under it the people shall
leave themselves free to do whatever is necessary in order to help the farmers of the
State to get for themselves and their wives and children not only the benefits of better
farming but also those of better business methods and better conditions of life on the
farm.
Moreover, shape your constitutional action so that the people will be
able through their legislative bodies, or, failing that, by direct popular vote, to
provide workmen's compensation acts, to regulate the hours of labor for children and for
women, to provide for their safety while at work, and to prevent overwork or work under
unhygienic or unsafe conditions. See to it that no restrictions are placed upon
legislative powers that will prevent the enactment of laws under which your people can
promote the general welfare, the common good. Thus only will the "general
welfare" clause of our Constitution become a vital force for progress, instead of
remaining a mere phrase. This also applies to the police powers of the government. Make it
perfectly clear that on every point of this kind it is your intention that the people
shall decide for themselves how far the laws to achieve their purposes shall go, and that
their decision shall be binding upon every citizen in the State, official or non-official,
unless, of course, the Supreme Court of the nation in any given case decides otherwise.
So much for the ends of government; and I have, of course, merely
sketched in outline what the ends should be. Now for the machinery by which these ends are
to be achieved; and here again remember I only sketch in outline and do not for a moment
pretend to work out in detail the methods of achieving your purposes. Let me at the outset
urge upon you to remember that, while machinery is important, it is easy to overestimate
its importance; and, moreover, that each community has the absolute right to determine for
itself what that machinery shall be, subject only to the fundamental law of the nation as
expressed in the Constitution of the United States. Massachusetts has the right to have
appointive judges who serve during good behavior, subject to removal, not by impeachment,
but by simple majority vote of the two houses of the legislature whenever the
representatives of the people feel that the needs of the people require such removal. New
York has the right to have a long-term elective judiciary. Ohio has the right to
have a short-term elective judiciary without the recall. California, Oregon, and Arizona
have each and every one of them the right to have a short-term elective judiciary with the
recall. Personally, of the four systems I prefer the Massachusetts one, if addition be
made to it as I hereinafter indicate; but that is merely my preference; and neither I nor
any one else within or without public life has the right to impose his preference
upon any community when the question is as to how that community chooses to arrange for
its executive, legislative, or judicial functions. But as you have invited me to address
you here, I will give you my views as to the kind of governmental machinery which at this
time and under existing social and industrial conditions it seems to me that as a people
we need.
In the first place, I believe in the short ballot. You cannot get good
service from the public servant if you cannot see him, and there is no more effective way
of hiding him than by mixing him up with a multitude of others so that they are none of
them important enough to catch the eye of the average, workaday citizen. The crook
in public life is not ordinarily the man whom the people themselves elect directly
to a highly important and responsible position. The type of boss who has made the name of
politician odious rarely himself runs for high elective office; and if he does and is
elected, the people have only themselves to blame. The professional politician and the
professional lobbyist thrive most rankly under a system which provides a multitude of
elective officers of such divided responsibility and of such obscurity that the public
knows, and can know, but little as to their duties and the way they perform them. The
people have nothing whatever to fear from giving any public servant power so long as they
retain their own power to hold him accountable for his use of the power they have
delegated him. You will get best service where you elect only a few men, and where each
man has his definite duties and responsibilities, and is obliged to work in the open, so
that the people know who he is and what he is doing, and have the information that will
enable them to hold him to account for his stewardship.
I believe in providing for direct nominations by the people including
therein direct preferential primaries for the election of delegates to the national
nominating conventions, Not as a matter of theory, but as a matter of plain and proved
experience, we find that the convention system, while it often records the popular will,
is also often used by adroit politicians as a method of thwarting the popular will. In
other words, the existing machinery for nominations is cumbrous, and is not designed to
secure the real expression of the popular desire. Now, as good citizens we are all of us
willing to acquiesce cheerfully in a nomination secured by the expression of a majority of
the people, but we do not like to acquiesce in a nomination secured by adroit political
management in defeating the wish of the majority of the people.
I believe in the election of the United States senators by direct vote.
Just as actual experience convinced our people that Presidents should be elected (as they
now are in practice, although not in theory) by direct vote of the people instead of by
indirect vote through an untrammeled electoral college, so
Actual experience has convinced us that senators should be elected by direct vote of
the people instead of indirectly through the various legislatures.
I believe in the initiative and the referendum, which should be used not to destroy
representative government, but to correct it when ever it becomes misrepresentative. Here
again I am concerned not with theories but with actual facts. If in any State the people
are themselves satisfied with their present representative system, then it is of course
their right to keep that system unchanged; and it is nobodys business but theirs.
But in actual practice it has been found in very many States that legislative bodies have
not been responsive to the popular will. Therefore I believe that the State should provide
for the possibility of direct popular action in order to make good such legislative
failure. The power to invoke such direct action, both by initiative and by referendum,
should be provided in such fashion as to prevent its being wantonly or too frequently
used. I do not believe that it should be made the easy or ordinary way of taking action.
In the great majority of cases it is far better than action on legislative matters should
be taken by those specially delegated to perform the talk; in other words, that the work
should be done by the experts chosen to perform it. But where the men thus delegated fail
to perform their duty, then it should be in the power of the people themselves to perform
the duty.
In a recent speech Governor McGovern of Wisconsin has described the plan which has been
there adopted. Under this plan the effort to obtain the law is first to be made through
the legislature, the bill being pushed as far as it will go; so that the details of the
proposed measure may be thrashed over in actual legislative debate. This gives opportunity
to perfect it in form and invites public scrutiny. Then, if the legislature fails to enact
it, it can be enacted by the people on their own initiative, taken at least four months
before election. Moreover, where possible, the question actually to be voted on by the
people should be made as simple as possible.
In short, I believe that the initiative and referendum should be used, not as
substitutes for representative government, but as methods of making such government really
representative. Action by the initiative or referendum ought not to be the normal way of
legislation; but the power to take it should be provided in the constitution, so that if
the representatives fail truly to represent the people on some matter of sufficient
importance to rouse popular interest, then the people shall have in their hands the
facilities to make good the failure. And I urge you not to try to put constitutional
fetters on the legislature, as so many constitution-makers have recently done. Such action
on your part would invite the courts to render nugatory every legislative act to better
social conditions. Give the legislature an entirely free hand; and then provide by the
initiative and referendum that the people shall have power to reverse or supplement the
work of the legislature should it ever become necessary.
As to the recall, I do not believe that there is any great necessity for it as regards
short-term elective officers. On abstract grounds I was originally inclined to be hostile
to it. I know of one case where it was actually used with mischievous results. On the
other hand, in three cases in municipalities on the Pacific coast which have come to my
knowledge it was used with excellent results. I believe it should be generally provided,
but with such restrictions as will make it available only when there is a wide-spread and
genuine public feeling among a majority of the voters.
There remains the question of the recall of judges. One of the ablest jurists in the
United States, a veteran in service to the people, recently wrote me as follows on this
subject:
"There are two causes of the agitation for the recall as applied to judges. First,
the administration of justice has withdrawn from life and become artificial and technical.
The recall is not so much a recall of judges from office as it is a recall of the
administration of justice back to life, so that it shall become, as it ought to be, the
most efficient of all agencies for making this earth a better place to live in. Judges
have set their rules above life. Like the Pharisees of old, they have said: 'The people be
accursed, they know not the law (that is our 'rule') . Courts have repeatedly defeated the
aroused moral sentiment of a whole commonwealth. Take the example of the St. Louis
boodlers. Their guilt was plain, and in the main confessed. The whole State was aroused
and outraged. By an instinct that goes to the very foundation of all social order they
demanded that the guilty be punished. The boodlers were convicted, but the Supreme Court
of Missouri, never questioning their guilt, set their conviction aside upon purely
technical grounds. The same thing occurred in California. Nero, fiddling over burning
Rome, was a patriot and a statesman in comparison with judges who thus trifle with and
frustrate the aroused moral sentiment of a great people, for that sentiment is politically
the vital breath of both State and nation. It is to recall the administration of justice
back from such practices that the recent agitation has arisen.
"Second, by the abuse of the power to declare laws unconstitutional the courts
have become a lawmaking, instead of a law-enforcing, agency. Here again the settled will
of society to correct confessed evils has been set at naught by those who place
metaphysics above life. It is the courts, not the Constitutions, that are at fault. It is
only by the process which lames Russell Lowell, when answering the critics of Lincoln,
called pettifogging the Constitution, that Constitutions which were designed
to protect society can thus be made to defeat the common good. Here again the recall is a
recall of the administration of justice back from academical refinements to social
service."
An independent and upright judiciary which fearlessly stands for the right, even
against popular clamor, but which also understands and sympathizes with popular
needs, is a great asset of popular government.
There is no public servant and no private man whom I place above a judge of the best
type, and very few whom I rank beside him. I believe in the cumulative value of the law
and in its value as an impersonal, disinterested basis of control. I believe in the
necessity for the courts' interpretation of the law as law without the power to change the
law or to substitute some other thing than law for it. But I agree with every great
jurist, from Marshall downward, when I say that every judge is bound to consider two
separate elements in his decision of a case, one the terms of the law; and the other the
conditions of actual life to which the law is to be applied. Only by taking both of these
elements into account is it possible to apply the law as its spirit and intent demand that
it be applied. Both law and life are to be considered in order that the law and the
Constitution shall become, in John Marshall's words, " a living instrument and not a
dead letter." Justice between man and man, between the State and its citizens, is a
living thing, whereas legalistic justice is a dead thing. Moreover, never forget that the
judge is just as much the servant of the people as any other official. Of course he must
act conscientiously. So must every other official. He must not do anything wrong because
there is popular clamor for it, any more than under similar circumstances a governor or a
legislator or a public-utilities commissioner should do wrong. Each must follow his
conscience, even though to do so costs him his place. But in their turn the people must
follow their conscience, and when they have definitely decided on a given policy they must
have public servants who will carry out that policy.
Keep clearly in mind the distinction between the end and the means to
attain that end. Our aim is to get the type of judge that I have described, to keep him on
the bench as long as possible, and to keep off the bench and, if necessary, take off the
bench, the wrong type of judge. In some communities one method may work well which in
other communities does not work well, and each community should adopt and preserve or
reject a given method according to its practical working.
Therefore the question of applying the recall in any shape is one of expediency merely.
Each community has a right to try the experiment for itself in whatever shape it pleases.
Under the conditions set forth in the extract from the letter given above, I would
personally have favored the recall of the judges both in California and in Missouri; for
no damage that could have been done by the recall would have equaled the damage done to
the community by judges whose conduct had revolted not only the spirit of justice, but the
spirit of common sense.
I do not believe in adopting the recall save as a last resort, when it has become
clearly evident that no other course will achieve the desired result.
But either the recall will have to be adopted or else it will have to be made
much easier than it now is to get rid, not merely of a bad judge, but of a judge who,
however virtuous, has grown so out of touch with social needs and facts that he is unfit
longer to render good service on the bench.
It is nonsense to say that impeachment meets the difficulty. In actual practice we have
found that impeachment does not work, that unfit judges stay on the bench in spite of it,
and indeed because of the fact that impeachment is the only remedy: that can be used
against them. Where such is the actual fact it is idle to discuss the theory of the case.
Impeachment as a remedy for the ills of which the people justly complain is a complete
failure. A quicker, a more summary, remedy is needed; some remedy at least as summary and
as drastic as that embodied in the Massachusetts constitution. And whenever it be found in
actual practice that such remedy does not give the needed results, I would unhesitatingly
adopt the recall.
But there is one kind of recall in which I very earnestly believe, and the immediate
adoption of which I urge.
There are sound reasons for being cautions about the recall of a good judge who has
rendered an unwise and improper decision. Every public servant, no matter how valuable and
not omitting Washington or Lincoln or Marshall at times makes mistakes.
Therefore we should be cautious about recalling the judge, and we should be cautious about
interfering in any way with the judge in decisions which he makes in the ordinary course
as between individuals. But when a judge decides a constitutional question, when he
decides what the people as a whole can or cannot do, the people should have the right to
recall that decision if they think it wrong. We should hold the judiciary in all respect;
but it is both absurd and degrading to make a fetish a judge or of any one else. Abraham
Lincoln said in his first inaugural:
"If the policy of the government upon vital questions affecting the whole people
is to be irrevocably fixed by decisions of the Supreme Court, . . . the people will have
ceased to be their own rulers, having to that extent practically resigned their government
into the hands of that eminent tribunal. Nor is there in this view any assault upon the
courts or the judges."
Lincoln actually applied in successful fashion the principle of the recall in the Dred
Scott case. He denounced the Supreme Court for that iniquitous decision in language much
stronger than I have ever used in criticizing any court, and appealed to the people to
recall the decision the word "recall" in this connection was not then
known, but the phrase exactly describes what he advocated. He was successful, the people
took his view, and the decision was practically recalled. It became a dead letter without
the need of any constitutional amendment.
In any contest to-day where the people stand for justice and the courts do not, the man
who supports the courts against the people is untrue to the memory of Lincoln, and shows
that he is the spiritual heir, not of the men who followed and supported Lincoln, but of
the Cotton Whigs who supported Chief Justice Taney and denounced Lincoln for attacking the
courts and the Constitution.
Under our Federal system the remedy for a wrong such as Abraham Lincoln described is
difficult. But the remedy is not difficult in a State. What the Supreme Court of the
nation decides to be law binds both the national and the State courts and all the people
within the boundaries of the nation. But the decision of a State court on a constitutional
question should be subject to revision by the people of the State.
Again and again in the past justice has been scandalously obstructed by
State courts declaring State laws in conflict with the Federal Constitution, although the
Supreme Court of the nation had never so decided or had even decided in a contrary sense.
When the supreme court of the State declares- a given statute
unconstitutional, because in conflict with the State or the National Constitution, its
opinion should be subject to revision by the people themselves. Such an opinion ought
always to be treated with great respect by the people, and unquestionably in the majority
of cases would be accepted and followed by them. But actual experience has shown the vital
need of the people reserving to themselves the right to pass upon such opinion. If any
considerable number of the people feel that the decision is in defiance of justice, they
should be given the right by petition to bring before the voters at some subsequent
election, special or otherwise, as might be decided, and after the fullest opportunity for
deliberation and debate, the question whether or not the judges' interpretation of the
Constitution is to be sustained. If it is sustained, well and good. If not, then the
popular verdict is to be accepted as final, the decision is to be treated as reversed, and
the construction of the Constitution definitely decided subject only to action by
the Supreme Court of the United States.
Many eminent lawyers who more or less frankly disbelieve in our entire
American system of government for, by, and of the people, violently antagonize this
proposal. They believe, and sometimes assert, that the American people are not fitted for
popular government, and that it is necessary to keep the judiciary "independent of
the majority or all of the people"; that there must be no appeal to the people from
the decision of a court in any case; and that therefore the judges are to be established
as sovereign rulers over the people.
I take absolute issue with all those who hold such a position. I regard
it as a complete negation of our whole system of government; and if it became the dominant
position in this country, it would mean the absolute upsetting of both the rights and the
rule of the people.
If the American people are not fit for popular government, and if they
should of right be the servants and not the masters of the men whom they themselves put in
office, then Lincoln's work was wasted and the whole system of government upon which this
great democratic Republic rests is a failure.
I believe, on the contrary, with all my heart that the American people
are fit for complete self-government, and that, in spite of all our failings and
shortcomings, we of this Republic have more nearly realized than any other people on earth
the ideal of justice attained through genuine popular rule.
The position which these eminent lawyers take and applaud is of
necessity a condemnation of Lincoln's whole life; for his great public career began, and
was throughout conditioned by, his insistence, in the Dred Scott case, upon the fact that
the American people were the masters and not the servants of even tile highest court in
the land, and were thereby the final interpreters of the Constitution. If the courts have
the final say-so on all legislative acts, and if no appeal can lie from them to the
people, then they are the irresponsible masters of the peep. The only tenable excuse for
such a position is the frank avowal that the people lack sufficient intelligence and
morality to be fit to govern themselves. In other words, those who take this position hold
that the people have enough intelligence to frame and adopt a constitution, but not
enough intelligence to apply and interpret the Constitution which they have themselves
made.
Those who take this position hold that the people are competent to
choose officials to whom they delegate certain powers, but not competent to hold these
officials responsible for the way they exercise these powers.
Now, the power to interpret is the power to establish; and if the
people are not to be allowed finally to interpret the fundamental law, ours is not a
popular government.
The true view is that legislators and judges alike are the servants of
the people, who have been created by the people just as the people have created the.
Constitution; and they hold only such power as the people have for the time being
delegated to them. If these two sets of public servants disagree as to the amounts of
power respectively delegated to them by the people under the Constitution, and if the case
is of sufficient importance, then, as a matter of course, it should be the right of the
people themselves to decide between them.
I do not say that the people are infallible. But I do say that our
whole history shows that the American people are more often sound in their decisions than
is the case with any of the governmental bodies to whom, for their convenience, they have
delegated portions of their power.
If this is not so, then there is no justification for the existence of
our government; and if it is so, then there is no justification for refusing to give the
people the real, and not merely the nominal, ultimate decision on questions of
constitutional law.
Just as the people, and not the Supreme Court under Chief Justice
Taney, were wise in their decision of the vital questions of their day, so I hold that now
the American people as a whole have shown themselves wiser than the courts in the way they
have approached and dealt with such vital questions of our day as those concerning the
proper control of big corporations and of securing their rights to industrial workers.
Here I am not dealing with theories; I am dealing with actual facts. In
New York, in Illinois, in Connecticut, lamentable injustice has been perpetuated, often
for many years, by decisions of the State courts refusing to permit the people of the
States to exercise their right as a free people to do their duty as a conscientious
people in removing grave wrong and social injustice.
These foolish and iniquitous decisions have almost always been rendered at the expense
of the weak; they have almost always been the means of putting a stop to the effort to
remove burdens from wage-workers, to secure to men who toil on the farm and on the
railway, or in the factory, better and safer conditions of labor and of life.
Often the judges who have rendered these decisions have been entirely well-meaning men,
who, however, did not know life as they knew law, and who championed some outworn
political philosophy which they assumed to impose on the people. Their associations and
surroundings were such that they had no conception of the cruelty and wrong their
decisions caused and perpetuated. Their prime concern was with the empty ceremonial of
perfunctory legalism, and not with the living spirit of justice.
A typical case was the decision rendered but a few months ago by the court of appeals
of my own State, the State of New York, declaring unconstitutional the Workmen's
Compensation Act. In their decision the judges admitted the wrong and the suffering caused
by the practices against which the law was aimed. They admitted that other civilized
nations had abolished these wrongs and practices. But they took the ground that the
Constitution of the United States, instead of being an instrument to secure justice, had
been ingeniously devised absolutely to prevent justice. They insisted that the clause in
the Constitution which forbade the taking of property without due process of law forbade
the effort which had been made in the law to distribute among all the partners in an
enterprise the effects of the injuries to life or limb of a wageworker. In other words,
they insisted that the Constitution had permanently cursed our people with impotence to
right wrong, and had perpetuated a cruel iniquity; for cruel inequity is not too harsh a
term to use in describing the law which, in the event of such an accident, binds the whole
burden of crippling disaster on the shoulders least able to bear it the shoulders
of the crippled man himself, or of the dead man's helpless wife and children.
No anarchist orator, raving against the Constitution, ever framed an
indictment of it so severe as these worthy and well meaning judges must be held to have
framed if their reasoning be accepted as true.
But, as a matter of fact, their reasoning was unsound, and was as
repugnant to every sound defender of the Constitution as to every believer in justice and
righteousness. In effect, their decision was that we could not remedy these wrongs unless
we amended the Constitution (not the Constitution of the State, but the Constitution of
the nation) by saying that property could be taken without due process of law! It seems incredible that any one should be willing to take such a position. It is a position
that has been condemned over and over again by the wisest and most far-seeing courts. In
its essence it was reversed by the decision of State courts in States like Washington and
Iowa, and by the Supreme Court of the nation in a case but a few weeks old.
I call this decision to the attention of those who shake their' heads
at the proposal to trust the people to decide for themselves what their own governmental
policy shall be in these matters.
I know of no popular vote by any State of the Union more flagrant in
its defiance of right and justice, more short-sighted in its inability to face the changed
needs of our civilization, than this decision by the highest court of the State of New
York. Many of the judges of that court I know personally, and for them I have a profound
regard. Even for as flagrant a decision as this I would not vote for their recall; for I
have no doubt the decision was rendered in accordance with their ideas of duty. But most
emphatically I do wish that the people should have the right to recall the decision
itself, and authoritatively to stamp with disapproval what cannot but seem to the ordinary
plain citizen a monstrous misconstruction of the Constitution, a monstrous perversion of
the Constitution into an instrument for the perpetuation of social and in industrial wrong
and for the oppression of the weak and helpless.
No ordinary amendment to the Constitution would meet this type of case;
and intolerable delay and injustice would be caused by the effort to get such amendment
not to mention the fact that the very judges who are at fault would proceed to
construe the amendment. In such a case the fault is not with the Constitution; the fault
is in the judges' construction of the Constitution; and what is required is power for the
people to reverse this false and wrong construction.
I wish I could make you visualize to yourselves what these decisions
against which I so vehemently protest really represent of suffering and injustice.
I wish I had the power to bring before you the man maimed or dead, the
women and children left to struggle against bitter poverty because the bread-winner has
gone.
I am not thinking of the terminology of the decision, nor of what seem
to me the hair-splitting and meticulous arguments elaborately worked out to justify a
great and terrible miscarriage of justice. Moreover, I am not thinking only of the
sufferers in any given case, but of the tens of thousands of others who suffer because of
the way this case is decided.
In the New York case the railway employee who was injured was a man
named, I believe, Ives. The court admits that by every moral consideration he was entitled
to recover as his due the money that the law intended to give him. Yet the court by its
decision forces that man to stagger through life maimed, and keeps the money that should
be his in the treasury of the company in whose service, as an incident of his
regular employment and in the endurance of ordinary risks, he lost the ability to earn his
own livelihood.
There are thousands of Iveses in this country; thousands of cases such
as this come up every year; and while this is true, while the courts deny essential and
elementary justice to these men and give to them and the people in exchange for justice a
technical and empty formula, it is idle to ask me not to criticize them.
As long as injustice is kept thus entrenched by any court, I will
protest as strongly as in me lies against such action.
Remember, when I am asking the people themselves in the last resort to
interpret the law which they themselves have made, that after all I am only asking that
they step in and authoritatively reconcile the conflicting decisions of the courts. In all
these cases the judges and courts have decided every which way, and it is foolish to talk
of the sanctity of a judge made law which half of the judges strongly denounce.
If there must be decision by a close majority, then let the people step
in and let it be their majority that decides.
According to one of the highest judges then and now on the Supreme
Court of the nation, we had lived for a hundred years under a Constitution which permitted
a national income tax, until suddenly by one vote the Supreme Court reversed its previous
decisions for a century, and said that for a century we had been living under a wrong
interpretation of the Constitution (that is, under a wrong Constitution), and therefore in
effect established a new Constitution which we are now laboriously trying to amend so as
to get it back to be the Constitution that for a hundred years everybody, including the
Supreme Court, thought it to be.
When I was President, we passed a National Workmen's Compensation Act.
Under it a railway man named Howard, I think, was killed in Tennessee, and his widow sued
for damages. Congress had done all it could to provide the right, but the court stepped in
and decreed that Congress had failed. Three of the judges took the extreme position that
there was no way in which Congress could act to secure the helpless widow and children
against suffering, and that the man's blood and the blood of all similar men when spilled
should forever cry aloud in vain for justice.
This seems a strong statement, but it is far less strong than the
actual facts; and I have difficulty in making the statement with any decree of moderation.
The nine justices of the Supreme Court on this question split into five fragments. One
man, Justice Moody, in his opinion stated the case in its broadest way and demanded
justice for Howard, on grounds that would have meant that in all similar cases thereafter
justice and not injustice should be done. Yet the court, by a majority of one, decided as
I do not for one moment believe the court would now decide, and not only perpetuated a
lamentable injustice in the case of the man himself, but set a standard of injustice for
all similar cases.
Here again I ask you not to think of the mere legal formalism, but to
think of the great immutable principles of justice, the great immutable principles of
right and wrong, and to ponder what it means to men dependent for their livelihood, and to
the women and children dependent upon these men, when the courts of the land deny them the
justice to which they are entitled.
Now, gentlemen, in closing and in thanking you for your courtesy, let
me add one word. Keep clearly in view what are the fundamental ends of government.
Remember that methods are merely the machinery by which these ends are to be
achieved. I hope that not only you and I but all our people may ever remember that while
good laws are necessary, while it is necessary to have the right kind of governmental
machinery, yet that the all-important matter is to have the right kind of man behind the
law.
A State cannot rise without proper laws, but the best laws that the wit
of man can devise will amount to nothing if the State does not contain the right kind of
man, the right kind of woman.
A good constitution, and good laws under the constitution, and fearless
and upright officials to administer the law all these are necessary; but the prime
requisite in our national life is, and must always be, the possession by the average
citizen of the right kind of character.
Our aim must be the moralization of the individual, of the government,
of the people as a whole. We desire the moralization not only of political conditions but
of industrial conditions, so that every force in the community, individual and collective,
may be directed toward securing for the average man, and average woman, a higher and
better and fuller life' in the things of the body no less than those of the mind and the
soul. |